Dodd-Frank Title VII: How Does it Impact Everyone in the Market?
Course Outline
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Module I: Dodd-Frank and Title VII
- Describe purpose of Title VII
- Compare and contrast roles of CFTC and SEC in derivatives markets
Module II: Products and Institutions Covered under Title VII
- Discuss new definition of a swap
- Identify characteristics of what is now a swap dealer
- Enumerate products covered by Title VII
- List different important reporting and compliance requirements
Module III: Swap Execution Facilities
- Describe mechanics and purpose of a SEF
- Identify CFTC requirements for SEFs
- Discuss role of straight-through-processing (STP) and potential challenges
- Evaluate how use of SEFs can impact buy- and sell-side firms
Module IV: Derivatives Clearing Organizations
- Describe mechanics and purpose of a DCO
- Identify CFTC's code for DCOs
- Debate whether DCOs could be the next Too Big To Fail
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the Institute at 202.223.1528
or via e-mail at
info@theIFM.org
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